职位描述：
岗位职责:
The AVP Control Expert is part of Compliance COO function, which is responsible for provision of shared service to enable effective operations, including Financials, Resourcing, Risk Governance, Data Governance, Management Information & Reporting, and Business Risk Control Management.
Principal Accountabilities: Key activities and decision making areas
Impact on the Business
• Support the creation and maintenance of critical risk and control assessments across assigned Asia Pacific countries
• Provide risk and control expertise and guidance on Bank’s Operational Risk Management Framework
• Support robust risk governance and ensure all stakeholders have visibility of key risks, the state of the control environment and remediation activity
• Execute high quality and efficient reviews of risks and control performance
• Assist with effective closure of issues in relation to control effectiveness
• Raise awareness and understanding of risks, controls and risk management
• Continuously improve the control and monitoring of risk
Customers / Stakeholders
• Build strong relationships, adopt a joined up approach, to execute processes at pace and with minimum conflict
• Ensure that internal and external regulatory requirements are met
• Ensure that business operates using accepted industry – standard methodologies, practices, processes and principles
• Role requires regular interation and working with senior members across regions
Leadership & Teamwork
• Drive a high performance culture through delivering standards, collaboration and effective people interaction
• Agree responsibilities within formal and informal network, providing context, direction and confidence to deliver result
• Collaborate with other business partners and Global Functions areas to ensure commonality and consistency of solution
Operational Effectiveness & Control
• Ensure that all staff and activities comply with existing regulations and auditory requirements
• Ensure implementation of relevant audit recommendations and maintaining satisfactory level of audits for relevant areas
• Ensure organisational compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of our businesses
• Ensure compliance with all relevant internal instructions (FIMs, GSMs, circulars) and external regulatory requirements, including the management of operational risk and adherence to the Group’s standards of ethical behaviour
任职资格:
The role holder will ideally have knowledge and experience in the following areas:
• University graduate preferably with a degree in Business Management, Accounting or Finance
• A comprehensive understanding of risk and control management and experience in control monitoring
• Practical experience of identifying and managing risk and challenging the control environment
• Ability to distil complex and varied information into useful, insightful and concise recommendations
• Experience within global organisation, working across borders and cultures
• Excellent interpersonal and communication skills with a proven ability to collaborate effectively and confidently at all levels
• Ability to present complex issues confidently and concisely, using simple language and accommodating globally distributed stakeholders
Proactive and delivery focused to ensure individual tasks are completed on time and to the required levels of quality
