职位描述：
Responsibilities:
Develop and Maintain the compliance COR inventoryin a manner that is appropriate to CRC
Conduct CRC compliance risk assessmentsand find out the problem for the rectification of implementation and supervision;
Development of CRC/HKJC compliance Framework, procedures and guidance by identifying and evaluating CRC compliance risks and enforcement trends
Track adherence to compliance policies and programs and effective use of compliance framework/tools.
Work with business units and subject matter experts to conduct compliance monitoring which will include gap analysis;
Develop and coordinate compliance trainings, communication and promotion;
Conduct various analysis for the Compliance review, framework implementation, training and compliance culture development;
Prepare regular compliance reports;
Develop templates for compliance reporting, training logs, compliance declaration forms and other compliance related templates;
Assist in coordinating and liaising with regulatory authorities on enquiries, licensing matters, reporting, inspection or investigation;
Qualifications:
Degree holder in Accounting, Finance, Law or related disciplines;
Minimum 5 years of compliance, legal and/or project management experience in audit firms, large banks or conglomerates;
Strong interest in compliance, good understanding and preferably working knowledge of current risk management practices and techniques;
A quick learner, self-motivated, and able to trouble-shoot problems independently;
Familiar with compliance culture and PRC laws and regulations
Proficient in Microsoft Offices applications (i.e.: Word, Excel, PowerPoint)
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